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MORVILLO LAWPROFESSIONALS: Partners

Eugene Ingoglia  

 
 
 
Eugene Ingoglia

E: eingoglia@morvillolaw.com
T: (212) 796-6341
F: (212)
240-8267

 

Recent Matters Selected Past Representations  Speaking Engagements Selected Publications
Professional Distinction  Press
Prior Experience Bar and Court Admissions Education

Eugene Ingoglia, a partner at Morvillo LLP, focuses his practice on high-stakes, high profile matters involving government regulatory and criminal investigations, including allegations of insider trading, securities fraud, money laundering and tax evasion, as well as regulatory compliance and complex, trial-ready civil litigation.  He has extensive experience in handling sophisticated securities and business crime matters and has achieved notable results for a wide variety of corporate and individual clients over the course of his career.

A former Assistant U.S. Attorney for the Southern District of New York (2005 – 2014), where he was a member of the Securities and Commodities Fraud Unit (2010 – 2014), Mr. Ingoglia served as the lead attorney in numerous federal jury trials and complex white collar investigations.  He represented the Government in the trial and conviction of former SAC Capital portfolio manager Mathew Martoma, in the largest insider trading scheme ever charged; led the investigation in the so-called "London Whale" case that resulted in charges against two former JP Morgan traders, alleging the deliberate mismarking of complex securities in order to hide losses; and led the investigation that led to the conviction of former Credit Suisse executives and traders for deliberately overstating the value of certain real estate backed securities, in United States v. Kareem Serageldin, one of the few successful criminal prosecutions arising out of the financial crisis.

Mr. Ingoglia has tried a number of other federal criminal cases and briefed and argued numerous appeals before the U.S. Court of Appeals for the Second Circuit. He has also conducted numerous investigations working in parallel with regulators, including the SEC, CFTC, OCC, Federal Reserve Board and PCAOB; foreign regulators and law enforcement, including the UK Financial Conduct Authority; and state regulators.

Prior to joining the U.S. Attorney’s Office, Mr. Ingoglia worked as a litigator for more than seven years at two major international law firms, where he specialized in corporate internal investigations, white collar defense and SEC and other agency enforcement matters, as well as securities and commercial litigation. He represented clients in actions and investigations by various U.S. Attorney's Offices, the SEC, the CFTC, FERC, the NASD and the New York County District Attorney's Office.

Recent Matters

  • Represents publicly held home improvement company in connection with investigations by Department of Justice and the SEC
  • Represents the CEO and a financial services firm against charges by the SEC that the firm’s assets under management and results were mis-stated.
  • Represents international market maker in connection with SEC investigation.
  • Represents the court-appointed trustee for an entity charged with Medicaid fraud.
  • Represents individual charged criminally with money laundering and participating in a tax evasion and securities fraud conspiracy.
  • Represents bond trader in connection with an investigation by criminal and civil authorities into allegations of misconduct involving the sale of residential mortgage backed securities.
  • Represents doctor indicted on charges related to alleged health care fraud.

Selected Past Representations

  • Represented former stock broker at trial in federal district court against the SEC in case alleging insider trading.
  • Conducted complex internal investigation of a major New York corporation into alleged widespread accounting fraud.
  • Represented various Enron and former Enron employees in more than thirty depositions and interviews by the CFTC and the FERC.
  • Represented former bank employee at trial in federal court against the SEC in insider trading case.
  • Represented corporation in an SEC investigation involving PIPE transactions.
  • Represented broker in connection with investigation into alleged churning and unsuitable trading.
  • Represented individual in connection with a multi-million dollar art fraud investigation by criminal authorities.

Speaking Engagements
  • Practising Law Institute, Seminar: "Insider Trading Law 2016: Salman, Newman, and the Road Ahead" (July 8, 2016)
  • New York Times DealBook, Interview with Peter J. Henning, "The Rocky Road of Insider Trading Law" (April 7, 2016)
  • Practising Law Institute, "SEC’s New Cooperation Regime:  Deferred and Non Prosecution Agreements" (March 23, 2016)
  • American Bar Association, National Institute on White Collar Crime, "Securities Enforcement:  2016 and Beyond" (March 3, 2016)
  • GAIM Ops Conference, West Coast, Hedge Fund Operations and Compliance, “Avoiding, Detecting, Understanding Fund Enterprise Risks and Insider Trading Developments” (November 11, 2015)
  • Practising Law Institute, "Home Court Advantage: Recent Developments and Strategies for Litigants Concerning the SEC’s Increasing Use of Administrative Proceedings" (October 7, 2015)
  • Practising Law Institute, "From the Trenches: High Profile Trials" (September 29, 2014)
  • 20th Ontario Securities Commission Conference, “Insider Trading Prosecutions in the United States: The Mathew Martoma Prosecution”  (June 10, 2015)
  • GAIM Ops Conference, Hedge Fund Operations and Compliance, “Avoiding, Detecting, Understanding Fund Enterprise Risks” (April 27, 2015)

Selected Publications
Professional Distinction
  • Super Lawyers, New York Metro list in the area of White Collar Defense, 2015, 2016
  • Outstanding Pro Bono Representation Award from Legal Aid Society for Successful Criminal Appeal

Press


Prior Experience

  • Assistant United States Attorney, United States Attorney's Office for Southern District of New York
  • Associate, Dechert LLP (and predecessor firm Swidler Berlin Shereff Friedman)
  • Associate, Willkie, Farr and Gallagher LLP

Bar and Court Admissions
  • State of New York
  • U.S. District Court for the Southern District of New York
  • U.S. District Court for the Eastern District of New York

Education
  • New York University School of Law, J.D., 1996
  • Brown University, B.A., 1990

 

 

 

 



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